Job Description
Join Compliance Exchange Group (CXG), a leading provider of outsourcing and compliance solutions for FINRA regulated broker-dealers nationwide. CXG specializes in fully outsourced principal solutions, regulatory consulting, and comprehensive compliance services, empowering broker-dealers to thrive in a complex regulatory environment.
Role Overview:
We are seeking an experienced CEO to lead our broker-dealer operations. This role is pivotal in ensuring compliance with
Would you please help me rewrite this job description full detail and also remove the company name? I'd like it to sound more friendly and exciting to job seekers. Note: don't mention any words in practise
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Certainly! Here's a rewritten version of the job description:
Chief Executive Officer (CEO) - Broker-Dealer
Location: Remote (Selden, NY, USA)
Employment Type: Full-Time
Compensation: $160,000 per year
Benefits: Paid Time Off, Retirement, Vision Insurance
About the Role:
Join a dynamic team as a Chief Executive Officer (CEO) for a broker-dealer, operating remotely from Selden, NY. This role offers a competitive salary and a comprehensive benefits package, including paid time off and vision insurance.
About Us:
We are a leading firm specializing in compliance solutions for broker-dealers across the United States. Our innovative approach removes barriers to growth, allowing our clients to lead in their markets.
Key Responsibilities:
Lead and supervise broker-dealers serving institutional, high-net worth, and retail clients in trading opportunities such as private placements, equities, bonds, ETFs, mutual funds, options, and margin accounts.
Manage a team including Chief Compliance Officers, Financial Operations Principals, and back-office personnel, ensuring adherence to SEC and FINRA regulations.
Drive strategic initiatives, including business model establishment, market entry strategy, and operational process enhancement.
Collaborate with state and federal regulators on behalf of our clients, promoting transparency and regulatory compliance.
Foster new business relationships through strategic partnerships, mergers, acquisitions, and licensing arrangements.
Requirements:
MBA required
10+ years' experience in the financial services industry
5+ years' experience in supervisory roles
Current FINRA Series 24 & 7 required; Series 4, 53, and 79 preferred
Prior experience as a Broker-Dealer CEO preferred
Additional Skills:
Excellent communication, leadership, and management abilities
Strong problem-solving and time management skills
Customer service orientation with a focus on client satisfaction
Why Join Us:
This is an exciting opportunity to lead a dynamic team in a growing industry, working remotely with a flexible schedule and opportunities for career advancement.
Apply Today:
Ready to make an impact? Join us in shaping the future of broker-dealer compliance and growth. Apply now to take the next step in your career!
Employment Type: Full-Time
Salary: $ 160,000.00 Per Year
Job Tags
Full time, Remote job, Flexible hours,